Promissory Note Defense
Western Heritage Law Group represents registered representatives in Promissory Note disputes and claims. Upfront bonuses (Promissory Notes or up-front forgivable loans) are used in the securities industry as a recruiting tool.
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Broker Disciplinary Proceedings
If you’re a registered representative and are faced with a disciplinary proceeding or action, Western Heritage Law Group can help you. We have represented registered representatives in disciplinary proceedings and actions.
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Transitions and Expungements
If you're a registered representative and intending to transfer to another firm, have been terminated or need an expungement, Western Heritage Law Group can help you.
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